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Proof Techniques

Direct Proof

A direct proof establishes a statement \(A \Rightarrow B\) by deriving \(B\) from the assumption \(A\) through logical steps.

Example. Claim: The sum of two even numbers is even.

Proof. Let \(a = 2m\) and \(b = 2n\) with \(m, n \in \mathbb{Z}\). Then:

\[ a + b = 2m + 2n = 2(m + n) \]

Since \(m + n \in \mathbb{Z}\), the sum \(a + b\) is even. \(\square\)

Proof by Contradiction (Reductio ad Absurdum)

A proof by contradiction assumes the negation of the statement to be proved and derives a logical contradiction. Formally: to prove \(A\), assume \(\neg A\) and show that this leads to a contradiction.

Example. Claim: \(\sqrt{2}\) is irrational.

Proof. Assume \(\sqrt{2} = \frac{p}{q}\) with \(p, q \in \mathbb{Z}\), \(q \neq 0\), \(\gcd(p, q) = 1\) (fully reduced). Then \(2 = \frac{p^2}{q^2}\), so \(p^2 = 2q^2\). Thus \(p^2\) is even, so \(p\) is even, so \(p = 2k\). Substituting: \((2k)^2 = 2q^2\), so \(4k^2 = 2q^2\), so \(q^2 = 2k^2\). Thus \(q\) is also even. Contradiction to \(\gcd(p, q) = 1\). \(\square\)

Proof by Contrapositive

Proof by contrapositive uses the logical equivalence \((A \Rightarrow B) \iff (\neg B \Rightarrow \neg A)\). Instead of proving \(A \Rightarrow B\) directly, one proves \(\neg B \Rightarrow \neg A\).

Example. Claim: If \(n^2\) is even, then \(n\) is even.

Proof (contrapositive). To show: if \(n\) is odd, then \(n^2\) is odd. Let \(n = 2k + 1\). Then \(n^2 = (2k+1)^2 = 4k^2 + 4k + 1 = 2(2k^2 + 2k) + 1\), which is odd. \(\square\)

Mathematical Induction

Mathematical induction proves statements of the form "for all \(n \geq n_0\), \(P(n)\) holds" in two steps:

  1. Base case: \(P(n_0)\) is true.
  2. Inductive step: For arbitrary \(n \geq n_0\): if \(P(n)\) is true (inductive hypothesis), then \(P(n+1)\) is true.

Example. Claim: \(\displaystyle\sum_{k=1}^{n} k = \frac{n(n+1)}{2}\) for all \(n \geq 1\).

Base case: \(n = 1\): \(\sum_{k=1}^{1} k = 1 = \frac{1 \cdot 2}{2}\). ✓

Inductive step: Assume the formula holds for \(n\) (inductive hypothesis). Then:

\[ \sum_{k=1}^{n+1} k = \underbrace{\sum_{k=1}^{n} k}_{\frac{n(n+1)}{2}} + (n+1) = \frac{n(n+1)}{2} + (n+1) = \frac{(n+1)(n+2)}{2} \]

This is the formula for \(n+1\). \(\square\)

Proof by Counterexample

A proof by counterexample refutes a universal statement "for all \(x\), \(P(x)\) holds" by exhibiting a specific \(x_0\) for which \(P(x_0)\) is false.

Example. Claim: "All prime numbers are odd." Counterexample: \(2\) is prime and even. \(\square\)

A single counterexample suffices to refute a universal statement.


Summary

Proof Technique Approach
Direct proof Derive \(B\) from \(A\) directly
Contradiction Assume \(\neg A\) → derive contradiction
Contrapositive Show \(\neg B \Rightarrow \neg A\)
Induction Base case + inductive step (\(n\) to \(n+1\))
Counterexample Exhibit \(x_0\) with \(\neg P(x_0)\)

References

  • Velleman, Daniel J.: How to Prove It. Cambridge University Press, 3rd edition, 2019.
  • Hammack, Richard: Book of Proof. 3rd edition, 2018. (freely available)